SFC Licences of YAP Chin Yee 叶君瑜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Q Fund Management (Hong Kong) Limited 前方基金管理有限公司 RE 9 20 January 2016 31 May 2019
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 6 04 August 2014 27 August 2015
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 4 04 August 2014 27 August 2015
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 04 August 2014 27 August 2015
Orion Investment Management Limited RO 6 08 August 2011 10 July 2014
Orion Investment Management Limited RO 4 08 August 2011 10 July 2014
Orion Investment Management Limited RO 1 08 August 2011 10 July 2014
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 30 April 2008 20 December 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 01 April 2003 18 March 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 9 01 April 2003 09 August 2003
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 7 01 April 2003 09 August 2003
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 6 01 April 2003 09 August 2003
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 01 April 2003 09 August 2003