SFC Licences of HO Ken Hon 何競康

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Global Mastermind Asset Management Limited 環球大通資產管理有限公司 RE 9 07 February 2020 14 October 2020
GLOBAL MASTERMIND FUTURES LIMITED 環球大通期貨有限公司 RO 2 01 April 2019 14 October 2020
GLOBAL MASTERMIND FUTURES LIMITED 環球大通期貨有限公司 RE 2 26 July 2018 01 April 2019
Global Mastermind Securities Limited 環球大通證券有限公司 RO 4 25 July 2017
Global Mastermind Securities Limited 環球大通證券有限公司 RO 1 25 July 2017
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 23 September 2008 09 June 2017
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 07 August 2008 09 June 2017
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 07 August 2008 09 June 2017
BOCI Securities Limited 中銀國際證券有限公司 RE 2 23 July 2007 17 July 2008
BOCI Securities Limited 中銀國際證券有限公司 RE 1 23 July 2007 17 July 2008
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 28 January 2004 03 July 2007
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 03 July 2007
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 03 July 2007
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 15 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 15 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 15 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 15 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 15 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 15 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 15 August 2003