SFC Licences of TAM Tak Wing 譚德榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Emperor Asset Management Limited 英皇資產管理有限公司 RE 9 17 November 2021
Emperor Asset Management Limited 英皇資產管理有限公司 RE 4 17 November 2021
Emperor Futures Limited 英皇期貨有限公司 RE 5 17 November 2021
Emperor Futures Limited 英皇期貨有限公司 RE 2 17 November 2021
Emperor Securities Limited 英皇證券有限公司 RO 1 16 October 2013
Emperor Securities Limited 英皇證券有限公司 RE 1 17 July 2013 16 October 2013
RO 1 18 July 2005 30 June 2013
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 10 February 2004 15 July 2005
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 10 February 2004 15 July 2005
Sunwah Kingsway Futures Limited 新華滙富期貨有限公司 RE 2 23 September 2003 27 January 2004
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 1 23 September 2003 27 January 2004
Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 RE 9 01 April 2003 16 August 2003
Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司 RE 2 01 April 2003 16 August 2003
Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 RE 6 01 April 2003 16 August 2003
Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 RE 4 01 April 2003 16 August 2003
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 9 01 April 2003 16 August 2003
Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司 RE 9 01 April 2003 16 August 2003
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 6 01 April 2003 16 August 2003
Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司 RE 5 01 April 2003 16 August 2003
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 4 01 April 2003 16 August 2003
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 01 April 2003 16 August 2003
Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 RE 1 01 April 2003 16 August 2003