SFC Licences of STEWART Kyle William

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 1 17 February 2014 05 March 2015
Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 RO 4 17 July 2012 21 September 2012
Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 RO 1 17 July 2012 21 September 2012
Knight Capital Asia Limited 澧盈資本亞洲有限公司 RO 4 11 January 2010 12 August 2011
Knight Capital Asia Limited 澧盈資本亞洲有限公司 RO 1 23 October 2008 12 August 2011
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 17 October 2003 24 April 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RO 1 01 April 2003 24 April 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 01 April 2003 24 April 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RO 7 01 April 2003 16 October 2003
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 5 01 April 2003 13 October 2003
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 9 01 April 2003 13 October 2003