SFC Licences of TSE Ka Yee, Brenda 謝嘉儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 | RO | 4 | 10 August 2015 | |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 | RE | 9 | 10 August 2015 | |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 | RE | 4 | 07 August 2015 | 10 August 2015 |
| EnTrustPermal (Hong Kong) Limited (trading as EnTrust Global) 盈信博茂(香港)有限公司 (以EnTrust Global名義經營業務) | RO | 4 | 27 August 2007 | 30 July 2015 |
| EnTrustPermal (Hong Kong) Limited (trading as EnTrust Global) 盈信博茂(香港)有限公司 (以EnTrust Global名義經營業務) | RO | 1 | 09 March 2006 | 30 July 2015 |
| Pioneer Global Investments (HK) Limited | RE | 1 | 01 April 2003 | 27 April 2005 |
| Pioneer Global Investments (HK) Limited | RE | 4 | 01 April 2003 | 27 April 2005 |
| Pioneer Global Investments (HK) Limited | RE | 9 | 01 April 2003 | 22 February 2005 |
| Pioneer Global Investments (HK) Limited | RE | 6 | 01 April 2003 | 30 September 2004 |