SFC Licences of WONG Hoi Yan 黃凱欣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 RE 9 07 March 2011 31 March 2012
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 RE 4 07 March 2011 31 March 2012
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 RE 1 20 July 2010 25 February 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 26 February 2010 30 April 2010