SFC Licences of KARNIK Deven Arvind
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 12 December 2012 | 11 March 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 9 | 17 September 2010 | 11 March 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 21 May 2009 | 12 December 2012 |
| Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司 | RO | 4 | 11 May 2007 | 18 May 2009 |
| Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司 | RO | 6 | 22 December 2006 | 01 April 2009 |