SFC Licences of KWOK Sin Hung 郭倩紅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 05 April 2024 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 24 December 2019 | 04 January 2024 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 15 September 2010 | 18 July 2012 |
| BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 | RE | 4 | 01 April 2003 | 10 November 2004 |
| BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 | RE | 5 | 01 April 2003 | 10 November 2004 |
| BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 | RE | 9 | 01 April 2003 | 10 November 2004 |