SFC Licences of KWOK Sin Hung 郭倩紅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RE 4 24 December 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 15 September 2010 18 July 2012
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 4 01 April 2003 10 November 2004
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 5 01 April 2003 10 November 2004
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 9 01 April 2003 10 November 2004