SFC Licences of JOHNSON Brian David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 31 December 2019 | 19 May 2023 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 14 April 2009 | 20 June 2019 |