SFC Licences of CHAU Kai Wing 周啟榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Quasar Securities Co., Limited 駿昇証券有限公司 RO 1 16 March 2020 03 December 2021
Quasar Securities Co., Limited 駿昇証券有限公司 RE 1 04 December 2019 16 March 2020
China Jianxin Financial Services Limited 中國建信金融服務有限公司 RO 4 28 February 2017 28 February 2019
China Jianxin Financial Services Limited 中國建信金融服務有限公司 RO 1 25 November 2016 28 February 2019
China Jianxin Financial Services Limited 中國建信金融服務有限公司 RE 1 04 October 2016 25 November 2016
Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 RO 1 15 September 2015 03 October 2016
Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 RE 1 31 August 2015 15 September 2015
China Demeter Securities Limited 國農證券有限公司 RO 1 23 November 2012 19 May 2014
China Demeter Securities Limited 國農證券有限公司 RE 1 05 October 2012 23 November 2012
China Gather Wealth Financial Company Limited 中華匯財金融有限公司 RE 2 11 November 2011 30 September 2012
China Gather Wealth Financial Company Limited 中華匯財金融有限公司 RO 2 20 December 2010 11 November 2011
China Gather Wealth Financial Company Limited 中華匯財金融有限公司 RO 1 16 September 2009 30 September 2012
China Gather Wealth Financial Company Limited 中華匯財金融有限公司 RE 2 11 August 2009 20 December 2010
China Gather Wealth Financial Company Limited 中華匯財金融有限公司 RE 1 11 August 2009 16 September 2009
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RO 1 23 November 2006 01 August 2009
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 04 August 2006 01 August 2009
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 04 August 2006 23 November 2006
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 01 April 2003 21 September 2005
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 01 April 2003 21 September 2005
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 9 01 April 2003 01 June 2004
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 5 01 April 2003 01 June 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 4 01 April 2003 01 June 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 9 01 April 2003 01 June 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 6 01 April 2003 01 June 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 7 01 April 2003 11 September 2003