SFC Licences of LUK Michael Wai Hoe
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BLVSIN Capital Limited 動力勢能資本有限公司 | RE | 9 | 05 August 2021 | 31 August 2023 |
| BLVSIN Capital Limited 動力勢能資本有限公司 | RO | 4 | 07 January 2021 | 31 August 2023 |
| BLVSIN Capital Limited 動力勢能資本有限公司 | RO | 1 | 07 January 2021 | 31 August 2023 |
| BLVSIN Capital Limited 動力勢能資本有限公司 | RO | 9 | 07 January 2021 | 05 August 2021 |
| BLVSIN Capital Limited 動力勢能資本有限公司 | RE | 4 | 23 November 2020 | 07 January 2021 |
| BLVSIN Capital Limited 動力勢能資本有限公司 | RE | 1 | 23 November 2020 | 07 January 2021 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RO | 6 | 27 August 2018 | 21 August 2019 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RO | 4 | 27 August 2018 | 21 August 2019 |
| CLSA Limited 中信里昂證券有限公司 | RO | 4 | 27 August 2018 | 21 August 2019 |
| CLSA Limited 中信里昂證券有限公司 | RO | 1 | 27 August 2018 | 21 August 2019 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 12 March 2018 | 27 August 2018 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 12 March 2018 | 27 August 2018 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 12 March 2018 | 27 August 2018 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 12 March 2018 | 27 August 2018 |
| Merrill Lynch Far East Limited | RE | 6 | 01 June 2010 | 17 August 2011 |
| Merrill Lynch Far East Limited | RE | 4 | 01 June 2010 | 17 August 2011 |
| Merrill Lynch Far East Limited | RE | 1 | 01 June 2010 | 17 August 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 June 2010 | 17 August 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 June 2010 | 17 August 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 June 2010 | 17 August 2011 |