SFC Licences of LUK Michael Wai Hoe

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
LVS Wealth Management Limited 恆廣通資產管理有限公司
RE 9 05 August 2021
LVS Wealth Management Limited 恆廣通資產管理有限公司
RO 1, 4 07 January 2021
LVS Wealth Management Limited 恆廣通資產管理有限公司
RO 9 07 January 2021 05 August 2021
LVS Wealth Management Limited 恆廣通資產管理有限公司
RE 1, 4 23 November 2020 07 January 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 4, 6 27 August 2018 21 August 2019
CLSA Limited 中信里昂證券有限公司
RO 1, 4 27 August 2018 21 August 2019
CLSA Limited 中信里昂證券有限公司
RE 1, 4 12 March 2018 27 August 2018
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 12 March 2018 27 August 2018
Merrill Lynch Far East Limited
Merrill Lynch (Asia Pacific) Limited
RE 1, 4, 6 01 June 2010 17 August 2011