SFC Licences of YEN Jason James 嚴嘉浩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 17 May 2021 | 17 February 2022 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 23 August 2011 | 22 March 2012 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 23 August 2011 | 22 March 2012 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 23 August 2011 | 22 March 2012 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 16 May 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 17 March 2010 | 16 May 2011 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 17 March 2010 | 06 December 2010 |