SFC Licences of WONG Timothy Tin Wai 黃天維

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RO 1 23 November 2021
Merrill Lynch (Asia Pacific) Limited RO 1 23 November 2021
Merrill Lynch Far East Limited RE 2 08 October 2019
Merrill Lynch Far East Limited RE 1 08 October 2019 23 November 2021
Merrill Lynch (Asia Pacific) Limited RE 1 08 October 2019 23 November 2021
Morgan Stanley Hong Kong Securities Limited RE 7 09 July 2014 09 July 2019
Morgan Stanley Hong Kong Securities Limited RE 2 09 July 2014 09 July 2019
Morgan Stanley Hong Kong Securities Limited RE 1 09 July 2014 09 July 2019
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 09 July 2014 09 July 2019
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 15 September 2011 14 April 2014
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 7 26 November 2009 14 April 2014
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 19 December 2008 14 April 2014
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE 2 19 February 2009 30 December 2011
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 2 08 June 2006 18 September 2008
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 15 April 2004 18 September 2008
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 RE 2 02 June 2003 07 April 2004
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 01 April 2003 07 April 2004
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 4 01 April 2003 06 May 2003
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 6 01 April 2003 06 May 2003
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 9 01 April 2003 06 May 2003