SFC Licences of LAM Wai Leung 林偉亮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 17 September 2014 07 July 2022
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 17 September 2014 07 July 2022
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 1 11 January 2012 09 June 2014
Triskele Capital Management Limited 卓司高資產管理有限公司 RE 9 10 June 2009 31 December 2011
Triskele Capital Management Limited 卓司高資產管理有限公司 RE 4 10 June 2009 31 December 2011
Fore Asia, Limited RO 9 01 June 2006 20 October 2007
Fore Asia, Limited RO 4 01 June 2006 20 October 2007
Fore Asia, Limited RE 9 23 December 2005 01 June 2006
Fore Asia, Limited RE 4 23 December 2005 01 June 2006
Wharton Investment Advisors Limited RE 4 01 April 2003 19 October 2005
Wharton Investment Advisors Limited RE 5 01 April 2003 19 October 2005
Wharton Investment Advisors Limited RE 9 01 April 2003 19 October 2005
Wharton Investment Advisors Limited RE 1 01 April 2003 19 March 2004
Wharton Investment Advisors Limited RE 6 01 April 2003 19 March 2004