SFC Licences of LAM Wai Leung 林偉亮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 17 September 2014 | 07 July 2022 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 17 September 2014 | 07 July 2022 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 11 January 2012 | 09 June 2014 |
Triskele Capital Management Limited 卓司高資產管理有限公司 | RE | 9 | 10 June 2009 | 31 December 2011 |
Triskele Capital Management Limited 卓司高資產管理有限公司 | RE | 4 | 10 June 2009 | 31 December 2011 |
Fore Asia, Limited | RO | 9 | 01 June 2006 | 20 October 2007 |
Fore Asia, Limited | RO | 4 | 01 June 2006 | 20 October 2007 |
Fore Asia, Limited | RE | 9 | 23 December 2005 | 01 June 2006 |
Fore Asia, Limited | RE | 4 | 23 December 2005 | 01 June 2006 |
Wharton Investment Advisors Limited | RE | 4 | 01 April 2003 | 19 October 2005 |
Wharton Investment Advisors Limited | RE | 5 | 01 April 2003 | 19 October 2005 |
Wharton Investment Advisors Limited | RE | 9 | 01 April 2003 | 19 October 2005 |
Wharton Investment Advisors Limited | RE | 1 | 01 April 2003 | 19 March 2004 |
Wharton Investment Advisors Limited | RE | 6 | 01 April 2003 | 19 March 2004 |