SFC Licences of CHEN Hong Chu, Craig 陳宏初

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Victory Securities Company Limited 勝利證券有限公司 RE 9 04 March 2024
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 RO 9 25 September 2015 14 December 2020
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 RO 4 25 September 2015 14 December 2020
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 RO 1 25 September 2015 14 December 2020
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 RE 9 07 August 2015 25 September 2015
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 RE 4 07 August 2015 25 September 2015
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 RO 9 07 May 2013 01 August 2015
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 RO 4 07 May 2013 01 August 2015
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 RE 9 19 March 2013 07 May 2013
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 RE 4 19 March 2013 07 May 2013
HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 RO 9 01 December 2010 28 February 2013
HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 RO 4 01 December 2010 28 February 2013
Harvest Global Investments Limited 嘉實國際資產管理有限公司 RE 9 01 September 2009 07 September 2010
Harvest Global Investments Limited 嘉實國際資產管理有限公司 RE 4 01 September 2009 07 September 2010
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 4 31 August 2007 01 September 2009
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 9 10 July 2007 01 September 2009
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RE 9 04 July 2006 29 June 2007
China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 RE 9 02 May 2006 29 June 2007