SFC Licences of TAN Yew Boon 陳友文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Magpie Securities Limited 喜鵲證券有限公司	RO	9	17 January 2022	31 August 2022
Magpie Securities Limited 喜鵲證券有限公司	RO	4	17 January 2022	31 August 2022
Magpie Securities Limited 喜鵲證券有限公司	RE	9	08 December 2021	17 January 2022
Magpie Securities Limited 喜鵲證券有限公司	RE	4	08 December 2021	17 January 2022
Simplex Asset Management (HK) Company Limited 先策資產管理(香港)有限公司	RO	4	02 May 2018	09 August 2021
Simplex Asset Management (HK) Company Limited 先策資產管理(香港)有限公司	RO	9	07 December 2016	09 August 2021
Simplex Asset Management (HK) Company Limited 先策資產管理(香港)有限公司	RE	9	01 November 2016	07 December 2016
Aisance Asset Management Limited 君達資產管理有限公司	RO	9	23 September 2009	31 May 2016
JL Capital (Hong Kong) Pte Limited	RO	9	26 October 2006	01 January 2009
RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司	RE	2	21 June 2004	11 March 2006
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	1	21 June 2004	11 March 2006
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司	RE	1	21 June 2004	04 February 2005
UBS Securities Asia Limited	RE	2	28 May 2003	04 May 2004
UBS Securities Asia Limited	RE	1	01 April 2003	04 May 2004
UBS Securities Asia Limited	RE	9	01 April 2003	05 May 2003
UBS Securities Asia Limited	RE	6	01 April 2003	05 May 2003
UBS Securities Asia Limited	RE	4	01 April 2003	05 May 2003