SFC Licences of MALDONADO-CODINA Guillermo Eduardo

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務)	RO	1	25 July 2023
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務)	RO	9	13 July 2022
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務)	RO	4	13 July 2022
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務)	RE	1	19 October 2021	25 July 2023
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務)	RE	9	19 October 2021	13 July 2022
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務)	RE	4	19 October 2021	13 July 2022
HSBC Investment Funds (Hong Kong) Limited	RE	9	10 February 2021	04 April 2021
HSBC Investment Funds (Hong Kong) Limited	RE	5	10 February 2021	04 April 2021
HSBC Investment Funds (Hong Kong) Limited	RE	4	10 February 2021	04 April 2021
HSBC Investment Funds (Hong Kong) Limited	RE	1	10 February 2021	04 April 2021
HSBC Global Asset Management (Hong Kong) Limited	RE	9	10 February 2021	04 April 2021
HSBC Global Asset Management (Hong Kong) Limited	RE	5	10 February 2021	04 April 2021
HSBC Global Asset Management (Hong Kong) Limited	RE	4	10 February 2021	04 April 2021
HSBC Global Asset Management (Hong Kong) Limited	RE	2	10 February 2021	04 April 2021
HSBC Global Asset Management (Hong Kong) Limited	RE	1	10 February 2021	04 April 2021
HSBC Global Asset Management Holdings (Bahamas) Limited	RE	9	10 February 2021	04 April 2021
HSBC Global Asset Management (Hong Kong) Limited	RO	2	17 April 2015	10 February 2021
HSBC Investment Funds (Hong Kong) Limited	RO	4	24 May 2012	10 February 2021
HSBC Global Asset Management (Hong Kong) Limited	RO	4	24 May 2012	10 February 2021
HSBC Global Asset Management Holdings (Bahamas) Limited	RO	4	24 May 2012	02 March 2020
HSBC Investment Funds (Hong Kong) Limited	RO	9	19 September 2011	10 February 2021
HSBC Investment Funds (Hong Kong) Limited	RO	5	19 September 2011	10 February 2021
HSBC Investment Funds (Hong Kong) Limited	RO	1	19 September 2011	10 February 2021
HSBC Global Asset Management (Hong Kong) Limited	RO	9	19 September 2011	10 February 2021
HSBC Global Asset Management (Hong Kong) Limited	RO	5	19 September 2011	10 February 2021
HSBC Global Asset Management (Hong Kong) Limited	RO	1	19 September 2011	10 February 2021
HSBC Global Asset Management Holdings (Bahamas) Limited	RO	9	19 September 2011	10 February 2021
HSBC Global Asset Management Holdings (Bahamas) Limited	RO	5	19 September 2011	02 March 2020
Halbis Capital Management (Hong Kong) Limited	RO	9	19 September 2011	31 December 2011
Halbis Capital Management (Hong Kong) Limited	RO	5	19 September 2011	31 December 2011
Halbis Capital Management (Hong Kong) Limited	RO	1	19 September 2011	31 December 2011
HSBC Investment Funds (Hong Kong) Limited	RE	1	26 April 2006	19 September 2011
HSBC Global Asset Management (Hong Kong) Limited	RE	1	26 April 2006	19 September 2011
HSBC Global Asset Management (Hong Kong) Limited	RE	9	01 April 2003	19 September 2011
HSBC Global Asset Management (Hong Kong) Limited	RE	5	01 April 2003	19 September 2011