SFC licenceholder AFS715 NGAN Kin 顏乾

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 04 April 2020

Institution Role Licences Start date End date
Cinda International Securities Limited 信達國際證券有限公司 RE [1] (Dealing in Securities) 07 December 2012
Yu On Securities Company Limited 裕安證券有限公司 RE [1] (Dealing in Securities) 03 March 2005 01 December 2012
CVP Securities Limited 星火證券有限公司 RE [1] (Dealing in Securities) 19 October 2004 02 March 2005
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RE [4] (Advising on Securities) 01 April 2003 18 October 2004
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RE [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 21 July 2004