SFC Licences of TSUI Kwong Fai 徐光輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 21 April 2008 | 29 June 2018 |
| First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 01 April 2003 | 04 March 2005 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 01 April 2003 | 04 March 2005 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 4 | 01 April 2003 | 10 August 2004 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 6 | 01 April 2003 | 10 August 2004 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 9 | 01 April 2003 | 10 August 2004 |
| First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 5 | 01 April 2003 | 10 August 2004 |
| First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 9 | 01 April 2003 | 10 August 2004 |
| First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 7 | 01 April 2003 | 05 September 2003 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 7 | 01 April 2003 | 02 September 2003 |