SFC Licences of GAO Mei 高梅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 08 June 2016 | |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 4 | 04 March 2014 | |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 04 March 2014 | |
China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 | RE | 9 | 22 November 2013 | 28 February 2014 |
China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 | RE | 4 | 22 November 2013 | 28 February 2014 |
China Shenghai Investment Management Limited 中國盛海投資管理有限公司 | RE | 9 | 06 January 2010 | 23 October 2013 |
China Shenghai Investment Management Limited 中國盛海投資管理有限公司 | RE | 1 | 06 January 2010 | 23 October 2013 |
China Shenghai Investment Management Limited 中國盛海投資管理有限公司 | RE | 4 | 29 December 2009 | 23 October 2013 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 6 | 01 April 2003 | 13 November 2009 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 4 | 01 April 2003 | 13 November 2009 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 9 | 01 April 2003 | 27 August 2004 |