SFC Licences of LAW Ka Lin, Louies 羅嘉年

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Lego Securities Limited 力高證券有限公司 RO 1 19 January 2017 21 August 2020
Brilliant Norton Securities Company Limited 億聲證券有限公司 RO 4 13 April 2016 11 January 2017
Brilliant Norton Securities Company Limited 億聲證券有限公司 RO 1 13 April 2016 11 January 2017
Brilliant Norton Securities Company Limited 億聲證券有限公司 RE 4 11 April 2016 13 April 2016
Brilliant Norton Securities Company Limited 億聲證券有限公司 RE 1 11 April 2016 13 April 2016
Quam Securities Limited 華富建業證券有限公司 RE 9 22 July 2015 01 April 2016
Quam Securities Limited 華富建業證券有限公司 RE 2 17 November 2010 01 April 2016
Quam Securities Limited 華富建業證券有限公司 RE 1 17 November 2010 01 April 2016
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 3 16 May 2008 13 November 2010
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 18 March 2008 13 November 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 01 February 2008 13 November 2010
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 08 August 2007 30 January 2008