SFC Licences of AUGIAS Cedric Alain Nicolas Marie
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| OTCex Hong Kong Limited | RO | 2 | 04 December 2023 | |
| OTCex Hong Kong Limited | RO | 1 | 04 December 2023 | |
| OTCex Hong Kong Limited | RE | 2 | 19 October 2023 | 04 December 2023 |
| OTCex Hong Kong Limited | RE | 1 | 19 October 2023 | 04 December 2023 |
| Sunrise Brokers (Hong Kong) Limited | RE | 2 | 01 June 2023 | 25 July 2023 |
| Sunrise Brokers (Hong Kong) Limited | RE | 1 | 01 June 2023 | 25 July 2023 |
| GFI (HK) Securities L.L.C. | RO | 2 | 28 January 2022 | 25 July 2023 |
| GFI (HK) Securities L.L.C. | RO | 1 | 28 January 2022 | 25 July 2023 |
| BGC Securities (Hong Kong) LLC | RO | 2 | 28 January 2022 | 25 July 2023 |
| BGC Securities (Hong Kong) LLC | RO | 1 | 28 January 2022 | 25 July 2023 |
| BGC Securities (Hong Kong) LLC | RE | 2 | 29 March 2021 | 28 January 2022 |
| BGC Securities (Hong Kong) LLC | RE | 1 | 29 March 2021 | 28 January 2022 |
| GFI (HK) Securities L.L.C. | RE | 7 | 19 August 2020 | 25 July 2023 |
| GFI (HK) Securities L.L.C. | RE | 2 | 20 July 2020 | 28 January 2022 |
| GFI (HK) Securities L.L.C. | RE | 1 | 20 July 2020 | 28 January 2022 |
| Sunrise Brokers (Hong Kong) Limited | RE | 2 | 13 October 2015 | 14 July 2020 |
| Sunrise Brokers (Hong Kong) Limited | RE | 1 | 13 October 2015 | 14 July 2020 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 31 May 2012 | 05 September 2014 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 31 May 2012 | 05 September 2014 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 31 May 2012 | 05 September 2014 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 31 May 2012 | 01 November 2013 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 06 October 2010 | 03 November 2011 |
| Macquarie Asia Securities Limited | RE | 2 | 06 October 2010 | 03 November 2011 |