SFC Licences of LAU Yue Wah, Brian 劉愉樺

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Victory Securities Company Limited 勝利證券有限公司 RE 4 27 November 2023
Victory Securities Company Limited 勝利證券有限公司 RE 2 27 November 2023
Victory Securities Company Limited 勝利證券有限公司 RE 1 24 October 2023
Enhanced Investment Management Limited RO 9 28 November 2019 30 September 2022
Enhanced Investment Management Limited RO 4 28 November 2019 30 September 2022
Enhanced Securities Limited 進陞證券有限公司 RO 2 22 June 2018 27 July 2022
Enhanced Investment Management Limited RE 4 16 June 2017 28 November 2019
Enhanced Securities Limited 進陞證券有限公司 RO 1 10 January 2017 01 September 2023
Enhanced Securities Limited 進陞證券有限公司 RE 1 18 June 2014 10 January 2017
Enhanced Securities Limited 進陞證券有限公司 RO 1 02 August 2011 18 June 2014
South China Securities Limited 南華證券投資有限公司 RE 1 01 April 2003 01 August 2011
South China Commodities Limited 南華期貨有限公司 RE 2 01 April 2003 01 August 2011
South China Securities Limited 南華證券投資有限公司 RE 6 01 April 2003 12 January 2004
South China Securities Limited 南華證券投資有限公司 RE 7 01 April 2003 12 January 2004
South China Securities Limited 南華證券投資有限公司 RE 9 01 April 2003 12 January 2004
South China Commodities Limited 南華期貨有限公司 RE 5 01 April 2003 12 January 2004
South China Securities Limited 南華證券投資有限公司 RE 4 01 April 2003 12 January 2004
South China Commodities Limited 南華期貨有限公司 RE 9 01 April 2003 12 January 2004