SFC Licences of YAU Wai Sum 丘慧心

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 1 14 October 2005
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 9 14 October 2005
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 4 14 October 2005
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 4 01 April 2003 05 April 2004
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 6 01 April 2003 30 December 2003
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 9 01 April 2003 30 December 2003