SFC Licences of LEE Wang Kwong 李泓廣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Iridium Capital Limited 泓達資產管理有限公司 | RO | 9 | 15 June 2015 | |
Iridium Capital Limited 泓達資產管理有限公司 | RO | 4 | 15 June 2015 | |
Macquarie Corporate (Hong Kong) Limited | RE | 6 | 20 June 2013 | 27 June 2014 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 20 June 2013 | 27 June 2014 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 20 June 2013 | 27 June 2014 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 13 December 2012 | 20 June 2013 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 06 October 2008 | 13 September 2012 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 20 August 2004 | 23 September 2008 |
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 30 April 2004 | 16 August 2004 |
HSBC Securities (Asia) Limited | RE | 4 | 01 April 2003 | 15 January 2004 |
HSBC Securities (Asia) Limited | RE | 6 | 01 April 2003 | 10 December 2003 |
HSBC Securities (Asia) Limited | RE | 9 | 01 April 2003 | 10 December 2003 |