SFC Licences of MAK Lung Lok 麥龍樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | RE | 1 | 06 July 2021 | |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 4 | 23 April 2008 | 31 January 2011 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 1 | 23 April 2008 | 31 January 2011 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 5 | 27 August 2004 | 13 April 2006 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 4 | 01 April 2003 | 13 April 2006 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 1 | 01 April 2003 | 13 April 2006 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 6 | 01 April 2003 | 27 April 2004 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 7 | 01 April 2003 | 27 April 2004 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 9 | 01 April 2003 | 27 April 2004 |