SFC Licences of CHAN Tat Wai 陳達威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Innovest Securities Investment Limited 粵創證券投資有限公司	RE	1	21 August 2019	01 July 2022
Innovest Asset Management Limited 粵創資產管理有限公司	RE	9	21 August 2019
Innovest Asset Management Limited 粵創資產管理有限公司	RE	4	21 August 2019
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	21 May 2009	18 June 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	21 May 2009	18 June 2010
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	1	17 December 2007	01 December 2008
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司	RE	2	17 December 2007	01 December 2008
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司	RE	2	02 October 2003	07 May 2006
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	1	01 April 2003	07 May 2006
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	9	01 April 2003	23 September 2003
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	6	01 April 2003	23 September 2003
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	4	01 April 2003	23 September 2003