SFC Licences of CHAN Yin Nei, Rita 陳妍妮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 04 December 2020 | |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 12 November 2020 | |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 12 November 2020 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 11 May 2005 | 12 August 2020 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 11 May 2005 | 12 August 2020 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 26 April 2005 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 26 April 2005 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 12 February 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 12 February 2004 |