SFC licenceholder AFS992 CHAN Yin Nei, Rita 陳妍妮

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 29 March 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 11 May 2005
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 01 April 2003 26 April 2005
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE [4] (Advising on Securities), [7] (Providing Automated Trading Services) 01 April 2003 12 February 2004