SFC licenceholder AFS996 YEE Po Ling 余寶玲

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Zhongtai International Financial Products Limited 中泰國際金融產品有限公司 RE [1] (Dealing in Securities) 15 September 2017
Threadneedle Portfolio Services Hong Kong Limited 天利投資管理香港有限公司 RE [1] (Dealing in Securities) 03 May 2016 21 April 2017
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 25 February 2016 29 April 2016
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 19 June 2014 20 November 2015
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 RE [1] (Dealing in Securities) 19 June 2014 20 November 2015
Merian Global Investors (Asia Pacific) Limited 先機環球投資(亞太)有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 17 October 2008 31 March 2014
SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 RE [1] (Dealing in Securities) 27 September 2007 06 October 2008
SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 RE [9] (Asset Management) 21 August 2007 06 October 2008
SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 RE [4] (Advising on Securities) 16 July 2007 06 October 2008
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE [4] (Advising on Securities) 26 January 2006 25 June 2007
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司 RE [1] (Dealing in Securities) 10 May 2004 17 December 2005