SFC Licences of AU Siu Fai 區肇輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 13 March 2020 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 04 March 2020 | |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 9 | 31 August 2015 | 12 July 2017 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 1 | 23 December 2013 | 17 January 2020 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 01 April 2003 | 23 December 2013 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 6 | 01 April 2003 | 01 September 2004 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 01 April 2003 | 01 September 2004 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 4 | 01 April 2003 | 16 December 2003 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 9 | 01 April 2003 | 16 December 2003 |