SFC Licences of ZEE Chi Ming 徐啟敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 08 May 2007 | 18 November 2011 |
HDH Advisors (HK) Limited | RE | 9 | 10 June 2005 | 03 October 2005 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 30 March 2004 | 27 April 2005 |