SFC Licences of TAM Kwok Leung 譚國樑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Pulsar Capital Limited 脈搏資本有限公司 RO 6 01 March 2017
Pulsar Capital Limited 脈搏資本有限公司 RO 1 01 March 2017
Innovax Capital Limited 創陞融資有限公司 RO 1 01 September 2016 27 January 2017
Innovax Capital Limited 創陞融資有限公司 RO 6 01 September 2016 27 January 2017
Zhongtai International Capital Limited 中泰國際融資有限公司 RO 6 07 January 2014 22 August 2016
Zhongtai International Capital Limited 中泰國際融資有限公司 RO 1 07 January 2014 22 August 2016
CCB International Capital Limited 建銀國際金融有限公司 RE 1 11 August 2009 21 June 2013
CCB International Capital Limited 建銀國際金融有限公司 RO 6 14 March 2008 21 June 2013
CCB International Capital Limited 建銀國際金融有限公司 RO 1 14 March 2008 14 September 2008
CCB International Capital Limited 建銀國際金融有限公司 RE 1 19 July 2006 14 March 2008
CCB International Capital Limited 建銀國際金融有限公司 RE 6 14 July 2006 14 March 2008
Mason Securities Limited 茂宸證券有限公司 RE 6 21 February 2005 21 June 2006
Guotai Junan Capital Limited 國泰君安融資有限公司 RE 6 01 April 2003 29 January 2005
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 01 April 2003 30 December 2003
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 6 01 April 2003 30 December 2003
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 9 01 April 2003 30 December 2003