SFC Licences of CHIU Sze Lai 趙施麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 21 December 2015 | |
| Celestial Commodities Limited 時富商品有限公司 | RE | 7 | 27 May 2003 | 02 March 2004 |
| Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 13 May 2003 | 16 December 2015 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 01 April 2003 | 16 December 2015 |
| Celestial Securities Limited 時富證券有限公司 | RE | 7 | 01 April 2003 | 19 February 2004 |
| Celestial Finance Limited 時富財務有限公司 | RE | 8 | 01 April 2003 | 09 January 2004 |
| Celestial Securities Limited 時富證券有限公司 | RE | 4 | 01 April 2003 | 02 May 2003 |
| Celestial Securities Limited 時富證券有限公司 | RE | 6 | 01 April 2003 | 02 May 2003 |
| Celestial Securities Limited 時富證券有限公司 | RE | 9 | 01 April 2003 | 02 May 2003 |