SFC Licences of TUBIANA Frederic Antoine
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICAP Securities Hong Kong Limited | RE | 2 | 01 October 2018 | 30 June 2020 |
| ICAP Securities Hong Kong Limited | RE | 1 | 01 October 2018 | 30 June 2020 |
| ICAP Securities Hong Kong Limited | RE | 2 | 14 September 2015 | 30 September 2018 |
| ICAP Securities Hong Kong Limited | RE | 1 | 14 September 2015 | 30 September 2018 |
| ICAP Securities Hong Kong Limited | RE | 2 | 12 January 2006 | 01 July 2013 |
| ICAP Securities Hong Kong Limited | RE | 1 | 12 January 2006 | 01 July 2013 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 11 June 2004 | 06 January 2006 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 11 June 2004 | 06 January 2006 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 11 June 2004 | 06 January 2006 |