SFC Licences of LAM Lok Kay 林樂其

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 19 May 2011 23 September 2018
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 19 May 2011 23 September 2018
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 28 January 2004 26 October 2004
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 26 October 2004
iBest Securities Company Limited RE 1 01 April 2003 26 October 2004
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 26 October 2004
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 21 August 2003
iBest Securities Company Limited RE 6 01 April 2003 21 August 2003
iBest Securities Company Limited RE 9 01 April 2003 21 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 21 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 21 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 21 August 2003
iBest Securities Company Limited RE 4 01 April 2003 21 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 21 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 21 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 21 August 2003