SFC Licences of LAU Ping Yau 劉炳有

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sinostar Asset Management Limited 華星資產管理有限公司 RO 4 19 June 2023 21 December 2023
Sinostar Asset Management Limited 華星資產管理有限公司 RO 9 19 June 2023 20 December 2023
Interarch Asset Management Limited 凱中資產管理有限公司 RO 1 21 October 2019 31 March 2023
SDHG International Securities Limited 山高國際證券有限公司 RE 1 18 December 2017 12 July 2019
Cinda International Securities Limited 信達國際證券有限公司 RE 1 04 May 2017 11 November 2017
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 04 May 2017 11 November 2017
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 16 November 2007 13 April 2017
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 18 November 2004 13 April 2017
Tse's Securities Limited 謝氏膺暉證券有限公司 RE 1 21 July 2003 29 October 2004
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 21 July 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 17 July 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 17 July 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 17 July 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 17 July 2003