SFC Licences of TIFFIN Philip John

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	1	27 September 2010	02 December 2014
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	2	27 September 2010	24 May 2013
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	7	27 September 2010	06 March 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	7	22 September 2009	28 September 2009
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	2	22 September 2009	28 September 2009
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	22 September 2009	28 September 2009
Morgan Stanley Hong Kong Futures Limited	RE	7	01 December 2008	15 June 2009
Morgan Stanley Hong Kong Futures Limited	RE	2	01 December 2008	15 June 2009
Morgan Stanley Hong Kong Securities Limited	RE	1	01 December 2008	15 June 2009
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	01 December 2008	15 June 2009
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	01 December 2008	15 June 2009
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	09 March 2005	01 April 2006
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	2	09 March 2005	01 April 2006