SFC Licences of CHIU Mo Sze, Winnie 趙慕詩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Derivatives Hong Kong Limited | RO | 2 | 09 November 2010 | 10 November 2012 |
| UBS Securities Hong Kong Limited | RO | 1 | 09 November 2010 | 10 November 2012 |
| UBS Securities Asia Limited | RE | 2 | 28 September 2009 | 10 November 2012 |
| UBS Securities Asia Limited | RE | 1 | 28 September 2009 | 10 November 2012 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 28 September 2009 | 09 November 2010 |
| UBS Securities Hong Kong Limited | RE | 1 | 28 September 2009 | 09 November 2010 |
| Merrill Lynch Far East Limited | RO | 1 | 02 February 2007 | 16 February 2008 |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 02 February 2007 | 16 February 2008 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 19 May 2005 | 16 February 2008 |
| Merrill Lynch Far East Limited | RE | 1 | 19 May 2005 | 02 February 2007 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 02 February 2007 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |