SFC Licences of NG Shu Wing, Reve 吳樹榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 RE 2 11 October 2017
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RE 1 11 October 2017
BOCI Securities Limited 中銀國際證券有限公司 RE 3 17 April 2012 25 November 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 2 08 February 2007 04 October 2017
BOCI Securities Limited 中銀國際證券有限公司 RE 1 08 February 2007 04 October 2017
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 18 February 2004 05 February 2007
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 05 February 2007
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 05 February 2007
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 06 October 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 06 October 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 06 October 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 06 October 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 29 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 29 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 29 September 2003