SFC Licences of LAW Ka Ying, Catherine 羅家瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 08 June 2011 | 07 December 2011 |
SG Asset Finance (Hong Kong) Limited | RE | 2 | 08 June 2011 | 07 December 2011 |
SG Asset Finance (Hong Kong) Limited | RE | 1 | 08 June 2011 | 07 December 2011 |
Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 | RE | 4 | 09 June 2009 | 30 July 2009 |
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 1 | 31 May 2007 | 15 May 2008 |
JPMorgan Asset Management (Asia Pacific) Limited | RE | 4 | 31 May 2007 | 15 May 2008 |
JPMorgan Asset Management (Asia Pacific) Limited | RE | 9 | 21 May 2007 | 15 May 2008 |
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 9 | 17 October 2005 | 26 April 2007 |