SFC licenceholder AFT571 WONG Ho Yi Clara 黃皓怡

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 29 March 2020

Institution Role Licences Start date End date
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 12 October 2015
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE [1] (Dealing in Securities) 14 July 2014
CM Securities (Hongkong) Company Limited 中民證券(香港)有限公司 RE [1] (Dealing in Securities) 17 April 2014 02 July 2014
3V Capital Limited RE [1] (Dealing in Securities) 08 April 2010 30 June 2013
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 22 September 2009 22 March 2010
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 17 September 2007 14 September 2009
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE [1] (Dealing in Securities) 12 April 2005 14 September 2009
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE [1] (Dealing in Securities) 10 September 2004 12 April 2005
Beevest Securities Limited 蜂投證券有限公司 RE [1] (Dealing in Securities) 01 April 2003 10 September 2004
Beevest Securities Limited 蜂投證券有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 16 June 2003