SFC Licences of LAW Ernest Kwan Hon 羅君瀚

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Segantii Capital Management Limited	RE	9	14 September 2015	29 May 2020
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	15 October 2013	29 August 2015
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	15 October 2013	29 August 2015
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	2	04 June 2010	25 March 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	04 June 2010	25 March 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	04 June 2010	25 March 2013
Merrill Lynch Far East Limited	RE	1	23 April 2005	05 March 2010
Merrill Lynch Futures (Hong Kong) Limited	RE	2	09 September 2004	05 March 2010
Merrill Lynch (Asia Pacific) Limited	RE	1	09 September 2004	05 March 2010
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	1	01 April 2003	16 August 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	4	01 April 2003	17 April 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	9	01 April 2003	08 January 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	6	01 April 2003	08 January 2004