SFC Licences of YAU Patrick 尤必正

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司	RE	2	27 February 2023
Core Pacific - Yamaichi Asset Management Limited 京華山一資產管理有限公司	RO	9	05 January 2022
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RO	4	01 November 2021
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RO	1	01 November 2021
Core Pacific - Yamaichi Asset Management Limited 京華山一資產管理有限公司	RE	9	12 August 2021	05 January 2022
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	4	12 August 2021	01 November 2021
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	1	12 August 2021	01 November 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RO	4	13 February 2019	30 March 2020
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RO	1	13 February 2019	30 March 2020
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	9	13 February 2019	30 March 2020
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	4	25 March 2014	13 February 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	1	02 May 2012	13 February 2019
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RE	2	02 May 2012	23 January 2014
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司	RE	2	10 August 2011	21 April 2012
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司	RE	1	01 September 2004	21 April 2012
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	1	01 September 2004	21 April 2012
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	1	01 April 2003	23 December 2003
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	4	01 April 2003	23 December 2003
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	6	01 April 2003	23 December 2003
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	9	01 April 2003	23 December 2003