SFC Licences of YAU Patrick 尤必正

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Core Pacific - Yamaichi Asset Management Limited 京華山一資產管理有限公司
RO 9 05 January 2022
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司
RO 1, 4 01 November 2021
Core Pacific - Yamaichi Asset Management Limited 京華山一資產管理有限公司
RE 9 12 August 2021 05 January 2022
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司
RE 1, 4 12 August 2021 01 November 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 9 13 February 2019 30 March 2020
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 1, 4 13 February 2019 30 March 2020
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 4 25 March 2014 13 February 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 02 May 2012 13 February 2019
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 02 May 2012 23 January 2014
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司
RE 2 10 August 2011 21 April 2012
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司
RE 1 01 September 2004 21 April 2012
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司
RE 1, 4, 6, 9 01 April 2003 23 December 2003