SFC Licences of HO Yuen Yee, Agnes 何婉兒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Thaddeus Capital Management (HK) Limited	RE	9	25 February 2008	31 January 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	4	29 August 2005	02 May 2007
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	29 August 2005	02 May 2007
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RO	9	08 December 2004	29 August 2005
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RO	4	08 December 2004	29 August 2005
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RO	1	08 December 2004	29 August 2005
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RE	9	28 May 2004	08 December 2004
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RE	4	28 May 2004	08 December 2004
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RE	1	28 May 2004	08 December 2004
Merrill Lynch (Asia Pacific) Limited	RE	4	01 April 2003	27 May 2004
Merrill Lynch (Asia Pacific) Limited	RE	7	01 April 2003	27 May 2004
Merrill Lynch (Asia Pacific) Limited	RE	9	01 April 2003	27 May 2004
Merrill Lynch (Asia Pacific) Limited	RE	1	01 April 2003	27 May 2004
Merrill Lynch (Asia Pacific) Limited	RE	6	01 April 2003	27 May 2004