SFC Licences of HUI Yik 許奕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CNI Securities Group Limited 中國北方證券集團有限公司 RE 1 20 December 2022
China Sky Securities Limited 中天證券有限公司 RE 1 12 July 2019 14 May 2021
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 28 May 2018 06 June 2019
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 28 May 2018 06 June 2019
South China Commodities Limited 南華期貨有限公司 RE 2 06 December 2016 07 February 2018
South China Securities Limited 南華證券投資有限公司 RE 1 06 December 2016 07 February 2018
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 26 November 2015 03 December 2016
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 26 November 2015 03 December 2016
Cinda International Securities Limited 信達國際證券有限公司 RE 1 23 April 2014 24 October 2015
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 23 April 2014 24 October 2015
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 RE 2 14 January 2013 21 November 2013
Success Securities Limited 實德證券有限公司 RE 1 14 January 2013 21 November 2013
Quam Securities Limited 華富建業證券有限公司 RE 2 21 February 2011 01 January 2013
Quam Securities Limited 華富建業證券有限公司 RE 1 21 February 2011 01 January 2013
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 03 November 2008 12 February 2011
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 03 November 2008 12 February 2011
VC Futures Limited 滙盈期貨有限公司 RE 2 17 July 2003 30 October 2008
VC Brokerage Limited 滙盈證券有限公司 RE 1 17 July 2003 30 October 2008
VC Brokerage Limited 滙盈證券有限公司 RE 7 17 July 2003 26 August 2003
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 7 01 April 2003 16 July 2003
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 01 April 2003 16 July 2003
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 RE 7 01 April 2003 16 July 2003
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 4 01 April 2003 16 July 2003
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 01 April 2003 16 July 2003
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 RE 5 01 April 2003 16 July 2003
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 RE 2 01 April 2003 16 July 2003
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 RE 9 01 April 2003 16 July 2003
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 9 01 April 2003 16 July 2003