SFC Licences of CHONG Chak Man 莊澤文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Finex Hong Kong Limited | RO | 9 | 24 March 2023 | |
| Finex Hong Kong Limited | RO | 4 | 24 March 2023 | |
| Finex Hong Kong Limited | RO | 1 | 24 March 2023 | |
| Finex Hong Kong Limited | RE | 9 | 07 March 2023 | 24 March 2023 |
| Finex Hong Kong Limited | RE | 4 | 07 March 2023 | 24 March 2023 |
| Finex Hong Kong Limited | RE | 1 | 07 March 2023 | 24 March 2023 |
| KINGKEY ASSET MANAGEMENT LIMITED 京基資產管理有限公司 | RO | 4 | 26 August 2022 | 07 September 2022 |
| KINGKEY ASSET MANAGEMENT LIMITED 京基資產管理有限公司 | RO | 1 | 26 August 2022 | 07 September 2022 |
| KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司 | RO | 4 | 16 August 2019 | 07 September 2022 |
| KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司 | RO | 1 | 16 August 2019 | 07 September 2022 |
| KINGKEY ASSET MANAGEMENT LIMITED 京基資產管理有限公司 | RO | 9 | 22 March 2019 | 07 September 2022 |
| Innovest Asset Management Limited 粵創資產管理有限公司 | RO | 4 | 20 February 2019 | 28 February 2019 |
| Innovest Asset Management Limited 粵創資產管理有限公司 | RO | 9 | 10 December 2018 | 28 February 2019 |
| Innovest Securities Investment Limited 粵創證券投資有限公司 | RO | 1 | 16 July 2018 | 28 February 2019 |
| Innovest Asset Management Limited 粵創資產管理有限公司 | RE | 9 | 22 January 2018 | 10 December 2018 |