SFC Licences of JOHNSON David Leslie
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 4 | 02 November 2009 | 22 April 2011 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 21 November 2006 | 07 September 2009 |