SFC Licences of LU Jiahua 盧家驊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Epigen Group (Hong Kong) Limited | RO | 9 | 30 December 2022 | |
| Epigen Group (Hong Kong) Limited | RO | 4 | 30 December 2022 | |
| Epigen Group (Hong Kong) Limited | RE | 9 | 01 August 2022 | 30 December 2022 |
| Epigen Group (Hong Kong) Limited | RE | 4 | 01 August 2022 | 30 December 2022 |
| Lux Aeterna Capital Limited 恒昱資本有限公司 | RE | 9 | 20 August 2021 | 31 July 2022 |
| Lux Aeterna Capital Limited 恒昱資本有限公司 | RE | 4 | 20 August 2021 | 31 July 2022 |
| Epigen Group (Hong Kong) Limited | RO | 4 | 02 January 2019 | 19 August 2021 |
| Epigen Group (Hong Kong) Limited | RO | 9 | 01 August 2018 | 19 August 2021 |
| Epigen Group (Hong Kong) Limited | RE | 9 | 17 May 2018 | 01 August 2018 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 04 September 2006 | 25 February 2017 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 04 September 2006 | 25 February 2017 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 24 August 2006 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 24 August 2006 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 11 February 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 11 February 2004 |