SFC Licences of LAM Sing Kuen 林城乾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 23 February 2023 | |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 23 February 2023 | |
Huaan Securities (Hong Kong) Futures Limited 華安證券(香港)期貨有限公司 | RE | 2 | 24 October 2022 | 11 February 2023 |
Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司 | RE | 1 | 24 October 2022 | 11 February 2023 |
Quam Securities Limited 華富建業證券有限公司 | RO | 2 | 28 January 2019 | 31 December 2019 |
Quam Securities Limited 華富建業證券有限公司 | RO | 1 | 28 January 2019 | 31 December 2019 |
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 06 June 2018 | 28 January 2019 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 06 June 2018 | 28 January 2019 |
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 10 March 2011 | 21 October 2017 |
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 30 December 2010 | 21 October 2017 |