SFC Licences of LAM Chue Him 林佇謙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Excellent Success Investments Limited 馬有成投資有限公司 RE 1 01 November 2019 29 April 2022
Infast Brokerage Limited 進匯證券有限公司 RE 1 05 September 2018 12 September 2019
OnePlatform Securities Limited 環一證券有限公司 RO 1 27 October 2015 06 January 2018
OnePlatform Securities Limited 環一證券有限公司 RE 1 19 October 2015 27 October 2015
Infast Brokerage Limited 進匯證券有限公司 RO 1 16 June 2015 08 October 2015
Infast Brokerage Limited 進匯證券有限公司 RE 1 22 July 2014 16 June 2015
First Shanghai Securities Limited 第一上海證券有限公司 RE 1 01 April 2003 18 July 2014
First Shanghai Futures Limited 第一上海期貨有限公司 RE 2 01 April 2003 18 July 2014
First Shanghai Securities Limited 第一上海證券有限公司 RE 4 01 April 2003 10 August 2004
First Shanghai Futures Limited 第一上海期貨有限公司 RE 5 01 April 2003 10 August 2004
First Shanghai Securities Limited 第一上海證券有限公司 RE 6 01 April 2003 10 August 2004
First Shanghai Futures Limited 第一上海期貨有限公司 RE 9 01 April 2003 10 August 2004
First Shanghai Securities Limited 第一上海證券有限公司 RE 9 01 April 2003 10 August 2004
First Shanghai Futures Limited 第一上海期貨有限公司 RE 7 01 April 2003 05 September 2003
First Shanghai Securities Limited 第一上海證券有限公司 RE 7 01 April 2003 02 September 2003